Philip Farese
Philip Farese is a registered investment advisor at Wells Fargo Advisors, based in Merrillville, IN, with 17 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
8585 Broadway Ste 800, Merrillville, IN, 46410
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Regulatory History (1)
Customer Dispute
October 2018Other Business Activities
Philip maintains a law license and prepares legal documents, dedicating minimal time to this activity. He also provides general business advice for his spouse's business, Duneland Internal Medicine, spending about 10-20% of his time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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