Carol Kurtz
Carol Kurtz is a registered investment advisor at Cetera Investment Advisers LLC, based in Salisbury, MD, with 14 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
31454 Winterplace Parkway, Salisbury, MD, 21804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carol is involved with an insurance company, though the nature of her involvement is not specified. She also serves as treasurer for Snow Hill Mennonite Church, dedicating a few hours per week to bookkeeping, payroll, taxes, and reviewing reports. Additionally, Carol works as a Client Services Manager for Infocus Financial Advisors, Inc., spending about a quarter of her time setting up new accounts, sending distributions/withdrawals, and reviewing strategies with advisors.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
State Registrations1 state
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