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Andrew St.john

15 Years of Experience
Peoria, AZ
BrokerSells Insurance

Andrew St.john is a registered investment advisor at LPL Financial LLC, based in Peoria, AZ, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

8877 W. Union Hills Dr., Suite 540, Peoria, AZ, 85382

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew owns rental real estate, dedicating minimal time to it. He also operates his LPL business under the name Validus Financial Associates, which takes nearly full-time hours, and sells various insurance products, including life, health, disability, long-term care, and fixed annuities, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2023 - Present · 2 yrs 9 mos
LPL Financial LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Lincoln Financial Advisors CorporationBroker
May 2016 - August 2023 · 7 yrs 3 mos
Lincoln Financial Advisors Corporation
May 2016 - August 2023 · 7 yrs 3 mos
AXA Advisors, LLC
December 2012 - May 2016 · 3 yrs 5 mos
AXA Advisors, LLCBroker
December 2012 - May 2016 · 3 yrs 5 mos
1st Global Advisors INC
March 2011 - December 2011 · 9 mos
1st Global Capital CORP.Broker
March 2011 - December 2011 · 9 mos
AXA Advisors, LLC
September 2009 - February 2011 · 1 yr 5 mos
AXA Advisors, LLCBroker
July 2009 - February 2011 · 1 yr 7 mos
State Registrations24 states
AKAZCACODEFLIDINMAMDMIMNNCNENMNVOKPASCTNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew St.john - Financial Advisor | TrueAdvisor