SM
CFP
SM
CFP

Sean Muth

17 Years of Experience
Poway, CA
Broker

Sean Muth is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Poway, CA, with 17 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

14815 Pomerado Rd, Poway, CA, 92064

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2016 - Present · 10 yrs
Wells Fargo Advisors
October 2016 - Present · 10 yrs
Previous Registrations
J.P. Morgan Securities LLCBroker
March 2013 - November 2016 · 3 yrs 8 mos
J.P. Morgan Securities LLC
March 2013 - November 2016 · 3 yrs 8 mos
U.S. Bancorp Investments, INC.
December 2010 - March 2013 · 2 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
April 2010 - March 2013 · 2 yrs 11 mos
Chase Investment Services CORP.Broker
June 2009 - March 2010 · 9 mos
State Registrations20 states
ALARAZCACOCTFLHIILMIMONCNVNYOHPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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