Ricardo Garcia
Ricardo Garcia is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Sherman Oaks, CA, with 15 years of industry experience. Ricardo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
14475 Ventura Blvd, Sherman Oaks, CA, 91423
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ricardo owns a rental home in Panorama City, CA, and a pet services business called Doods & Doodettes in Simi Valley, CA. He spends minimal time on these activities, with a partner running the pet services business.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
U.S. Bancorp Advisors, LLC
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
First Investors CorporationBroker
State Registrations11 states
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