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Dana Rausch

RIA Advisory Group, LLC
17 Years of Experience
Sioux Falls, SD
Sells Insurance
View SEC Summary
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Dana Rausch is a registered investment advisor at RIA Advisory Group, LLC, based in Sioux Falls, SD, with 17 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 1,996 clients with $570M in assets under management.

RIA Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
24 advisors
Number of Clients
1,996 clients
Average Client Portfolio
$285K average
Assets Under Management
$568.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum allowable annual fee is 2%, using a tiered schedule where the rate applies to all managed assets. Fees are negotiable and paid monthly or quarterly in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

6300 S. Old Village Pl, Suite 100, Sioux Falls, SD, 57108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dana is involved in several business activities, including entities for tax/investment purposes, a family holding LLC for farmland, and benefit education for physicians. Dana also sells non-variable insurance products, including fixed life, fixed annuity, disability, and LTC, dedicating about a quarter of their time to this.

Employment History
Current Registrations
RIA Advisory Group, LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Visionpoint Advisory Group
December 2017 - August 2020 · 2 yrs 8 mos
LPL Financial LLCBroker
December 2017 - August 2020 · 2 yrs 8 mos
Principal Securities, INC.
January 2013 - December 2017 · 4 yrs 11 mos
Principal Securities, INC.Broker
May 2009 - December 2017 · 8 yrs 7 mos
State Registrations2 states
SDTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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