AP
AP

Aaron T Peabody

16 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
6151 advisors
Number of Clients
481,566 clients
Average Client Portfolio
$716K average
Assets Under Management
$344.9B

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.50%
$10M+1.25%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 Crow Canyon Place, Suite 450, San Ramon, CA, 94583

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron is a broker/agent for fixed insurance products since 2009, dedicating minimal time to this activity. He is also an independent contractor and financial advisor for Summit Financial Group, spending about a quarter to half of his time, with significant time during trading hours, and is part of their leadership team.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2023 - Present · 2 yrs 9 mos
Raymond James Financial Services, INC.Broker
May 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
July 2009 - May 2023 · 13 yrs 10 mos
Securian Financial Services, INC.Broker
June 2009 - May 2023 · 13 yrs 11 mos
State Registrations22 states
AZCACODCDEHIIDILMAMIMNNCNVNYOHOKORSCTNTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.