Lawrence Kaplan is a registered investment advisor at LPL Financial LLC, based in Newton, MA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2227 Washington St, Ste 300, 2 Newton Executive Park, Newton, MA, 02462
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lawrence is affiliated with Kaplan Financial Services, operating under a DBA. He dedicates 100% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLC
State Registrations27 states
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