Stephen Levin is a registered investment advisor at Corecap Advisors, based in Tuscon, AZ, with 8 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 9,677 clients with $4B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
Number of Clients
9,677 clients
Average Client Portfolio
$412K average
Assets Under Management
$4.0B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Annual fees range between 0.5% and 3.00% of assets under management.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5151 E Broadway, Suite 750, Tuscon, AZ, 85711
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2021Settled
Customer Dispute
July 2020Settled
Employment History
Current Registrations
Corecap Advisors
August 2026 - Present · 2 mos
Previous Registrations
Corecap Investments, INC.Broker
January 2018 - April 2018 · 3 mos
LPL Financial LLCBroker
October 2016 - January 2018 · 1 yr 3 mos
Berthel, Fisher & Company Financial Services, INC.Broker
June 2012 - October 2016 · 4 yrs 4 mos
Milkie/ferguson Investments, INC.Broker
September 2009 - June 2012 · 2 yrs 9 mos
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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