Sarah Caruso
Sarah Caruso is a registered investment advisor at Ameriprise Financial Services, LLC, based in Littleton, CO, with 15 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
8191 Southpark Lane Unit 103, Littleton, CO, 80120-4639
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Invest Financial CorporationBroker
National Planning CorporationBroker
Investment Centers of America, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
Sii Investments, INC.Broker
Curian Capital, LLC
Jackson National Life Distributors LLCBroker
State Registrations14 states
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