Allison Staab is a registered investment advisor, based in Providence, RI, with 15 years of industry experience.
Location
Providence, RI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Fidelity Brokerage Services LLC
March 2021 - Present · 5 yrs 1 mo
Fidelity Brokerage Services LLCBroker
March 2021 - Present · 5 yrs 1 mo
Fidelity Institutional Wealth Adviser LLC
January 2021 - Present · 5 yrs 3 mos
National Financial Services LLC
December 2020 - Present · 5 yrs 4 mos
National Financial Services LLCBroker
December 2020 - Present · 5 yrs 4 mos
Previous Registrations
Russell Investments Implementation Services, LLCBroker
July 2019 - June 2020 · 11 mos
Russell Investments
April 2018 - June 2020 · 2 yrs 2 mos
Russell Investments Financial Services, LLCBroker
April 2018 - June 2020 · 2 yrs 2 mos
Amundi Pioneer Institutional Asset Management, INC.
March 2013 - April 2018 · 5 yrs 1 mo
Amundi Pioneer Distributor, INC.Broker
March 2013 - April 2018 · 5 yrs 1 mo
Metlife Investors Distribution CompanyBroker
December 2011 - March 2013 · 1 yr 3 mos
Ameriprise Financial Services, INC.
April 2011 - December 2011 · 8 mos
Ameriprise Financial Services, INC.Broker
February 2011 - December 2011 · 10 mos
Metlife Investors Distribution CompanyBroker
June 2009 - November 2010 · 1 yr 5 mos
State Registrations2 states
RITX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.