Scott Sloan is a registered investment advisor, based in Metairie, LA, with 14 years of industry experience.
Location
1825 Veterans Boulevard, Metairie, LA, 70005
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Arkadios CapitalBroker
June 2024 - Present · 1 yr 11 mos
Arkadios Wealth Advisors
June 2024 - Present · 1 yr 11 mos
Previous Registrations
LPL Financial LLC
September 2018 - June 2024 · 5 yrs 9 mos
LPL Financial LLCBroker
September 2018 - June 2024 · 5 yrs 9 mos
Hancock Whitney Investment Services INC.
December 2017 - September 2018 · 9 mos
Hancock Whitney Investment Services INC.Broker
March 2016 - September 2018 · 2 yrs 6 mos
Essex National Securities, LLCBroker
June 2012 - November 2015 · 3 yrs 5 mos
Capital One Investment Services LLCBroker
December 2011 - May 2012 · 5 mos
Nylife Securities LLCBroker
August 2011 - November 2011 · 3 mos
State Registrations6 states
CAFLLAMTTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.