SB
SB

Steven Bergdoll

15 Years of Experience
Houston, TX
Broker

Steven Bergdoll is a registered investment advisor at Sanford C. Bernstein & CO., LLC, based in Houston, TX, with 15 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $1.6B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
439 advisors
IM Fee
Planning only
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

800 Capitol Street, Suite 3550, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Alliancebernstein L.P.
January 2013 - Present · 13 yrs 4 mos
Sanford C. Bernstein & CO., LLC
January 2013 - Present · 13 yrs 4 mos
Sanford C. Bernstein & CO., LLCBroker
January 2013 - Present · 13 yrs 4 mos
Previous Registrations
Morgan Stanley
November 2010 - January 2013 · 2 yrs 2 mos
Morgan StanleyBroker
November 2010 - January 2013 · 2 yrs 2 mos
Securian Financial Services, INC.
October 2009 - June 2010 · 8 mos
Securian Financial Services, INC.Broker
September 2009 - June 2010 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.