DN
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David Niles

16 Years of Experience
Tulsa, OK
Broker

David Niles is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2200 South Utica Place, Suite 500, Tulsa, OK, 74114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is the President of Broken Arrow Catholic Radio, Inc., dedicating minimal time after business hours. He also co-authored a book for Ascension Press and is involved with Select International Tours, spending minimal time on each activity.

Employment History
Current Registrations
Morgan StanleyBroker
October 2013 - Present · 12 yrs 7 mos
Morgan Stanley
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
September 2009 - October 2013 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
July 2009 - October 2013 · 4 yrs 3 mos
State Registrations20 states
ARAZCACOFLGAIAILKSKYLAMIMNMONDNMOKTXWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.