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Brian Fox

16 Years of Experience
Exton, PA
1 DisclosureBroker

Brian Fox is a registered investment advisor at Wells Fargo Advisors, based in Exton, PA, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

309 Exton Cmns, Exton, PA, 19341

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022
Denied
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2026 - Present · 8 mos
Wells Fargo Advisors
January 2026 - Present · 8 mos
Previous Registrations
Wells Fargo Advisors
August 2009 - January 2026 · 16 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
July 2009 - January 2026 · 16 yrs 6 mos
State Registrations28 states
AZCACOCTDCFLGAHIILKSKYMAMDMEMIMNMONCNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Fox - Financial Advisor | TrueAdvisor