Brian Smoot
Brian Smoot is a registered investment advisor at Lee Financial Associates, INC., based in Ellicott City, MD, with 9 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $1.5M | 1.25% |
| $1.5M - $2.0M | 1.00% |
| $2.0M - $2.5M | 0.75% |
| $2.5M - $3.0M | 0.50% |
| $3.0M - $4.0M | 0.25% |
| $4.0M - $4.5M | 0.20% |
| $4.5M - $5.0M | 0.15% |
| $5M+ | 0.15% |
Fees are negotiable. The total advisory fee (including the third-party manager's fee) will not exceed 3% of assets under management.
Fee Estimator
Location
5018 Dorsey Hall Dr., Suite 204, Ellicott City, MD, 21042
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is a member of Richard William Capital, LLC, involved in real estate rental property, dedicating minimal time. He is also an insurance agent and investment advisor representative with Lee Financial Associates, spending a few hours per week on each activity.
Employment History
Current Registrations
Lee Financial Associates, INC.
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.