KC
KC

Keene Chau

6 Years of Experience
San Francisco, CA
Broker

Keene Chau is a registered investment advisor, based in San Francisco, CA, with 6 years of industry experience.

Location

601 California St., Suite 1500, San Francisco, CA, 94108-2805

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Foreside Fund Services, LLCBroker
September 2025 - Present · 7 mos
Skba Capital Management, LLC
September 2025 - Present · 7 mos
Foreside Fund Services, LLC
September 2025 - Present · 7 mos
Previous Registrations
Dws Distributors, INC.Broker
April 2022 - May 2024 · 2 yrs 1 mo
Blackrock Investments, LLCBroker
January 2014 - July 2017 · 3 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.