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Albert Kim

14 Years of Experience
Mount Laurel, NJ
Broker

Albert Kim is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Mount Laurel, NJ, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1200 Howard Blvd, Mount Laurel, NJ, 08054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Albert is a board member for the Korean American Association of Greater Philadelphia and the Korean-American Chamber of Commerce for Philadelphia, both charitable organizations. He dedicates minimal time to these activities, attending board meetings, assisting with fundraising, organizing events, and representing the chamber.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2014 - Present · 12 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - January 2013 · 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2013 · 3 mos
Chase Investment Services CORP.
May 2011 - October 2012 · 1 yr 5 mos
Chase Investment Services CORP.Broker
May 2011 - October 2012 · 1 yr 5 mos
Edward Jones
September 2010 - March 2011 · 6 mos
Edward JonesBroker
August 2010 - March 2011 · 7 mos
State Registrations30 states
ARAZCACOCTDEFLGAHIIAILINLAMAMDMEMINCNENJNMNVNYOHPASCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.