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Charles Sudduth

16 Years of Experience
Memphis, TN
Broker

Charles Sudduth is a registered investment advisor, based in Memphis, TN, with 16 years of industry experience.

Location

4894 Poplar Ave, Memphis, TN, 38117

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Charles is a Vice President at Guaranty Bank & Trust, working as a financial advisor through Guaranty Financial Services and Guaranty Investment Corp. He dedicates about half of his time to these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2021 - Present · 4 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
LPL Financial LLC
August 2012 - July 2021 · 8 yrs 11 mos
LPL Financial LLCBroker
August 2012 - July 2021 · 8 yrs 11 mos
Morgan Keegan & Company, INC.Broker
December 2009 - July 2012 · 2 yrs 7 mos
Morgan Keegan & Company, INC.
December 2009 - July 2012 · 2 yrs 7 mos
Morgan Keegan & Company, INC.Broker
September 2009 - October 2009 · 1 mo
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.