KM
CFP
KM
CFP
Kristen Mahan
16 Years of Experience
Latham, NY
1 DisclosureBroker
Kristen Mahan is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Latham, NY, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
25 British American Blvd, Floor 2, Latham, NY, 12110
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2015Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2025 - Present · 1 yr
Raymond James & Associates, INC.Broker
May 2025 - Present · 1 yr
Previous Registrations
Wells Fargo Advisors
August 2009 - May 2025 · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2009 - May 2025 · 15 yrs 10 mos
State Registrations20 states
AZCACOCTDEFLILMAMDMENCNJNYOHPASCTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.