Harris Mandel is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
December 2015 - Present · 10 yrs 7 mos
Morgan Stanley
December 2015 - Present · 10 yrs 7 mos
Previous Registrations
Barclays Capital INC.Broker
January 2015 - December 2015 · 11 mos
Barclays Capital INC.
January 2015 - December 2015 · 11 mos
Western International Securities, INC.Broker
May 2013 - June 2013 · 1 mo
E. A. Horwitz LLC
March 2013 - December 2013 · 9 mos
Insight Securities, INC.Broker
September 2011 - May 2013 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2010 - January 2011 · 2 mos
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.