Rohit Singh
Rohit Singh is a registered investment advisor, based in Newport Beach, CA, with 11 years of industry experience.
Location
5000 Birch Street, West Tower, Suite 3000, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
Financial
February 2018Employment Separation After Allegations
October 2011Other Business ActivitiesSells Insurance
Rohit is an independent insurance agent for non-variable insurance and a variable insurance agent, dedicating a few hours per week to each. He is also the CEO and investment advisor representative for Hexeum Capital LLC, spending nearly full-time on overall operations, and a mortgage loan officer originating mortgages for Edge Home Finance Corporation, spending a few hours per week. Finally, Rohit owns and manages a hotel through Shivshakti LLC, dedicating about 10-20% of his time.
Employment History
Current Registrations
Four Points Capital Partners LLCBroker
Hexeum Capital
Previous Registrations
Four Points Capital Partners LLCBroker
American Financial Network Advisory Services, LLC
Dfpg Investments, INC.Broker
PFS Investments INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Hsbc Securities (USA) INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.