SS
CFA · CFP
SS
CFA · CFP

Samuel Kessler Swenson

7 Years of Experience
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
N/A
Firm Size
25 advisors
Number of Clients
224 clients
Average Client Portfolio
$646K average
Assets Under Management
$144.7M

Fee Structure

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Location

New York, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Samuel is a sole proprietor/freelancer for SKS Advisory Services, which provides accounting and light financial planning services. He spends a few hours per week on the business, including minimal time during securities trading hours.

Employment History
Current Registrations
Range Advisory, LLC
September 2023 - Present · 2 yrs 5 mos
Previous Registrations
Cgn Advisors, LLC
July 2021 - September 2023 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2016 - January 2019 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLC
February 2016 - January 2019 · 2 yrs 11 mos
Credit Suisse Securities (USA) LLC
September 2015 - March 2016 · 6 mos
Credit Suisse Securities (USA) LLCBroker
August 2015 - March 2016 · 7 mos
State Registrations4 states
NYPATXVA
Advisor
Exams
No exam information available for this advisor.