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Brett Dartez

16 Years of Experience
Cookeville, TN
Broker

Brett Dartez is a registered investment advisor at Cetera Investment Advisers LLC, based in Cookeville, TN, with 16 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10 West Broad St, Cookeville, TN, 38501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brett is a soccer coach, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
March 2013 - Present · 13 yrs 2 mos
Previous Registrations
Cetera Investment Services LLC
March 2013 - January 2014 · 10 mos
Edward Jones
March 2012 - March 2013 · 1 yr
Edward JonesBroker
March 2012 - March 2013 · 1 yr
Jackson National Life Distributors LLCBroker
January 2011 - March 2012 · 1 yr 2 mos
Edward Jones
August 2009 - November 2010 · 1 yr 3 mos
Edward JonesBroker
August 2009 - November 2010 · 1 yr 3 mos
State Registrations16 states
ALARDCFLGAINKYMIMSNCNVOHORTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.