Joshua B Lynch

CFA

Swbc Investment Company

16 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Swbc Investment Company

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

406 clients

Average Client Portfolio

$565K average

Assets Under Management

$229.2M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Swbc Investment Services, LLCBroker

June 2011 - Present · 14 yrs 8 mos

Swbc Investment Company

June 2011 - Present · 14 yrs 8 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

November 2009 - June 2011 · 1 yr 7 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

November 2009 - June 2011 · 1 yr 7 mos

Edward Jones

August 2009 - October 2009 · 2 mos

Edward JonesBroker

August 2009 - October 2009 · 2 mos

State Registrations4 states

FLMINCTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.