Joshua Lynch is a CFA-designated registered investment advisor, based in San Antonio, TX, with 17 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Swbc Investment Services, LLCBroker
June 2011 - Present · 15 yrs 5 mos
Swbc Investment Company
June 2011 - Present · 15 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2009 - June 2011 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - June 2011 · 1 yr 7 mos
Edward Jones
August 2009 - October 2009 · 2 mos
Edward JonesBroker
August 2009 - October 2009 · 2 mos
State Registrations4 states
FLMINCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- January Smith, CFPJanus Financial Planning, LLC
- Claude Koontz, CFASequoia Financial Group, L.L.C.
- Jeffrey Dabbs, CFAKercheville Advisors LLC
- Douglas Schroeder, CFPWells Fargo Advisors
- Daniel Fuentes, CFP, ChFCUSAA Investment Services Company
- Lance Humphrey, CFAVictory Capital Management INC.