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William Reedy

16 Years of Experience
Westminster, CO
1 DisclosureBroker

William Reedy is a registered investment advisor, based in Westminster, CO, with 16 years of industry experience.

Location

1333 W. 120th Avenue, Suite 122, Westminster, CO, 80234

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2025
Settled
Other Business Activities

William is the sole owner and operator of HGR Reedy LLC, working as an independent contractor, and an independent contractor for MainStay Advisors in his role as a financial advisor. He also owns rental real estate property, spending minimal time collecting rent.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2020 - Present · 5 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Edward Jones
August 2009 - September 2020 · 11 yrs 1 mo
Edward JonesBroker
August 2009 - September 2020 · 11 yrs 1 mo
State Registrations40 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Reedy - Financial Advisor | TrueAdvisor