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Scott Anderson

Raymond James Financial Services Advisors, INC
17 Years of Experience
Madison, WI
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Anderson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Madison, WI, with 17 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

311 W Washington Ave, Madison, WI, 53703

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Settled
Customer Dispute
July 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is an agent selling fixed insurance and annuities since 2018, dedicating minimal time to this activity. He also owns Tactical Financial Group, a support company/DBA, and spends about a quarter of his time as a branch manager/advisor.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2017 - Present · 9 yrs 1 mo
Raymond James Financial Services, INC.Broker
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
March 2017 - September 2017 · 6 mos
MML Investors Services, LLCBroker
March 2017 - September 2017 · 6 mos
Msi Financial Services, INC.
August 2009 - March 2017 · 7 yrs 7 mos
Msi Financial Services, INC.Broker
July 2009 - March 2017 · 7 yrs 8 mos
State Registrations38 states
ALAZCACOCTDCDEFLHIIAIDILINKSKYLAMDMEMIMNMONCNENHNJNMNVNYOHORPASCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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