TrueAdvisor
TrueAdvisor
GP
GP

Glad Perez

Aurora Private Wealth, INC.
16 Years of Experience
Leland, NC
BrokerSells Insurance
View SEC Summary
View SEC Summary

Glad Perez is a registered investment advisor at Aurora Private Wealth, INC., based in Leland, NC, with 16 years of industry experience. Glad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,508 clients with $370M in assets under management.

Aurora Private Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,508 clients
Average Client Portfolio
$248K average
Assets Under Management
$374.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.95%

Fees generally range from 0.25% to 2.95% per annum depending on client circumstances, assets under management, and other factors. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Leland, NC

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Glad owns Glad Reiki Healing, LLC, offering therapeutic touch, and spends minimal time on it. She also operates as a Registered Investment Advisor under Indigo Wealth Management, dedicating full-time hours to offering investment advice and financial plans.

Employment History
Current Registrations
Aurora Private Wealth, INC.
January 2019 - Present · 7 yrs 9 mos
Apw Capital, INC.
January 2019 - Present · 7 yrs 9 mos
Apw Capital, INC.Broker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
May 2016 - November 2018 · 2 yrs 6 mos
Insight Private Advisors, LLC
April 2015 - December 2018 · 3 yrs 8 mos
LPL Financial LLC
October 2010 - March 2016 · 5 yrs 5 mos
LPL Financial LLCBroker
October 2009 - May 2016 · 6 yrs 7 mos
State Registrations4 states
FLNCNJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Leland, NC →All financial advisors in North Carolina →