Shaun Connolly
Shaun Connolly is a registered investment advisor at Iron River Capital LLC, based in Durango, CO, with 16 years of industry experience. Shaun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 146 clients with $94M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.20% |
| $2M+ | 0.95% |
Fees are generally negotiable. Additionally, NM-based clients will be charged the Gross Receipts Tax. There is a $500 per quarter minimum fee the Firm may waive at its discretion for both monitoring and management fees. This minimum management fee does not apply to clients who signed their advisory contract before May 2019.
Fee Estimator
Location
752 Main Avenue, Unit 201, Durango, CO, 81301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shaun is an independent licensed insurance producer for Connolly Financial LLC and a managing member of Iron Gate Partners LLC, both licensed insurance brokers, spending a few hours per week. He also hosts a radio show for a few hours per week and is a member of Akarana Holdings LLC, which holds the real estate title of the Connolly Financial office.
Employment History
Current Registrations
Iron River Capital LLC
Previous Registrations
Regulus Advisors, LLCBroker
Sterne Agee Financial Services, INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.