KC
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Kristi Cain

15 Years of Experience
Owensboro, KY
Broker

Kristi Cain is a registered investment advisor, based in Owensboro, KY, with 15 years of industry experience.

Location

2810 Frederica St, Owensboro, KY, 42301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kristi owns Raising Cain, LLC, where she works as a freelance journalist, writing articles and maintaining a website, dedicating a few hours per week. She also works as a Registered Client Service Associate for Thacker Wealth and Retirement, taking about half of Kristi's time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services Advisors, INC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Robert W. Baird & CO. Incorporated
August 2023 - April 2024 · 8 mos
Robert W. Baird & CO. IncorporatedBroker
January 2021 - April 2024 · 3 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2019 · 6 yrs 11 mos
Chase Investment Services CORP.Broker
July 2009 - October 2012 · 3 yrs 3 mos
State Registrations1 state
KY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.