John Mccarthy is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 5 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
IM Fee
Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a 50% owner and managing agent of McCarthy Swan Holdings LLC, a property management and maintenance company for real property owned by him and his spouse, since 2016. He spends minimal time on this activity, primarily for annual filings.
Employment History
Current Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Previous Registrations
UBS Securities LLCBroker
UBS Securities LLCBroker
State Registrations1 state
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