Richard Crean is a registered investment advisor at LPL Financial LLC, based in Upland, CA, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
655B North Mountain Ave., Upland, CA, 91786
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is a director at Pomona Valley Hospital Medical Center since 2008. He also has a business entity for tax/investment purposes, 39 North LLC, which requires minimal time, and a DBA for his LPL business, Meristem Private Wealth, which takes more than full-time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
California Financial Partners
California Financial Partners
Lincoln Financial Advisors CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
Integrated Resources Equity CorporationBroker
Transamerica Financial Resources, INC.Broker
The Prudential Insurance Company of AmericaBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.