Robert Wolffe is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1400 Page Mill Road, Palo Alto, CA, 94304
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2012 - Present · 14 yrs 1 mo
Morgan Stanley
June 2012 - Present · 14 yrs 1 mo
Previous Registrations
Sharespost Financial CorporationBroker
March 2012 - March 2012 · 0 mos
Morgan Stanley Smith BarneyBroker
May 2010 - March 2012 · 1 yr 10 mos
Morgan Stanley Smith Barney LLC
May 2010 - March 2012 · 1 yr 10 mos
AXA Advisors, LLC
January 2010 - February 2010 · 1 mo
AXA Advisors, LLCBroker
August 2009 - February 2010 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.