John Wain is a registered investment advisor at LPL Financial LLC, based in Carlisle, PA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
401 East Louther St, Suite 212, Carlisle, PA, 17013
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved in non-variable insurance through John F. Wain Financial Services since 2010 and Wain Financial Strategies since 2014, dedicating about 10-20% of his time and about a quarter of his time, respectively. He also operates Wain Financial Strategies and A.M.P.Edge as DBAs for his LPL business, spending nearly full-time on A.M.P.Edge.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.