RS
RS

Ravi Soni

16 Years of Experience
Chicago, IL
Broker

Ravi Soni is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 16 years of industry experience. Ravi operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...

Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ravi provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC.

Employment History
Current Registrations
Neuberger Berman Bd LLC
January 2010 - Present · 16 yrs 4 mos
Neuberger Berman Bd LLC
October 2009 - Present · 16 yrs 7 mos
Neuberger Berman Bd LLCBroker
October 2009 - Present · 16 yrs 7 mos
State Registrations30 states
ALCACOCTDCDEFLGAIAILINKSKYLAMIMNMOMSNJNMNVNYOHPATNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.