Benjamin Dennis

CFA

Ladenburg Thalmann Asset Management INC

2 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Ladenburg Thalmann Asset Management INC

Compensation

Fee-Only (AUM)

Firm Size

20 advisors

Number of Clients

3,334 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$5.6B

Fee Structure

Financial Planning:Investment management only

Location

640 5th Avenue, 4th Floor, New York, NY, 10019

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Ladenburg Thalmann & CO. INC.Broker

July 2024 - Present · 1 yr 7 mos

Ladenburg Thalmann & CO. INC.

July 2024 - Present · 1 yr 7 mos

Ladenburg Thalmann Asset Management INC

September 2023 - Present · 2 yrs 5 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.