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Pamela Thompson

Mariner
17 Years of Experience
Cincinnati, OH
View SEC Summary
View SEC Summary

Pamela Thompson is a CFA-designated registered investment advisor at Mariner, based in Cincinnati, OH, with 17 years of industry experience. Pamela operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.

Mariner
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
985 advisors
Number of Clients
55,512 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$125.4B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10M+0.60%

Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

312 Walnut Street, Suite 2300, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Pamela is a trustee for the Northern Kentucky Chamber of Commerce, focusing on business development and advocacy. She also serves as treasurer and trustee for the Cincinnati Ballet Foundation and as a trustee for the Cincinnati Symphony Orchestra, dedicating minimal time to each role.

Employment History
Current Registrations
Mariner
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Mariner Wealth Advisors
January 2013 - November 2018 · 5 yrs 10 mos
Riverpoint Capital Management, INC.
August 2009 - December 2012 · 3 yrs 4 mos
State Registrations2 states
KYOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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