Steven Lewis
Steven Lewis is a registered investment advisor at Lewis and Associates Capital Advisors, LLC, based in Holly Springs, NC, with 16 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 50 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.35% |
| $1.0M - $1.5M | 1.15% |
| $1.5M - $2.0M | 1.05% |
| $2.0M - $3.0M | 0.95% |
| $3M+ | 0.95% |
Fees may be negotiable based upon certain circumstances.
Fee Estimator
Location
348 Raleigh Street, Suite B, Holly Springs, NC, 27540
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is the owner of Financial Greenhouse, LLC, where he supervises insurance product recommendations, dedicating minimal time. He also owns Lewis and Associates Capital Advisors, LLC, where he works as an investment advisor representative, dedicating nearly full-time hours to client portfolio construction, reviews, and compliance.
Employment History
Current Registrations
Lewis and Associates Capital Advisors, LLC
Previous Registrations
Formula Folio Investments
Brookstone Capital Management LLC
USA Financial Securities Corporation
L&a Capital Advisors, LLC
Brookstone Capital Management LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.