Gordon Forgione
Gordon Forgione is a registered investment advisor at Foundations Investment Advisors LLC, based in Glastonburry, CT, with 16 years of industry experience. Gordon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
219 Addison Rd, Suite 401, Glastonburry, CT, 06033
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2012Other Business ActivitiesSells Insurance
Gordon is the owner of Midstate Insurance and Financial Services, LLC DBA Summit Retirement Solutions, focusing on insurance sales and services since 2018. He spends about a quarter of his time on this activity, with reduced hours during trading periods.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Ae Wealth Management, LLC
Change Path LLC
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
Principal Securities, INC.
Principal Securities, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Horace Mann Investors INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.