EG
EG

Edgar Galicia

17 Years of Experience
El Segundo, CA
1 DisclosureBroker

Edgar Galicia is a registered investment advisor at Wells Fargo Advisors, based in El Segundo, CA, with 17 years of industry experience. Edgar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2141 Rosecrans Ave Ste 4100, [Lg/Lb-Rbo], El Segundo, CA, 90245

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2017
Denied
Employment History
Current Registrations
Wells Fargo Advisors
August 2017 - Present · 9 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - September 2017 · 4 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2017 · 4 yrs 11 mos
Chase Investment Services CORP.Broker
August 2010 - October 2012 · 2 yrs 2 mos
Chase Investment Services CORP.
August 2010 - October 2012 · 2 yrs 2 mos
Wells Fargo Advisors, LLC
July 2010 - July 2010 · 0 mos
Wells Fargo Advisors, LLCBroker
July 2010 - July 2010 · 0 mos
Wells Fargo Investments, LLC
September 2009 - July 2010 · 10 mos
Wells Fargo Investments, LLCBroker
September 2009 - July 2010 · 10 mos
State Registrations17 states
AZCAFLGAMINCNHNMNVNYOHOKORTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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