James Mccourt
James Mccourt is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Delafield, WI, with 15 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
3960 Hillside Dr., Ste. 201, Delafield, WI, 53018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is an officer/director for Child Restoration Outreach Support Organization (CROSO), dedicating minimal time to chairing the finance committee and overseeing finances. He also works full-time as a registered admin at Senglaub Financial Group, a DBA used for marketing securities and advisory services.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Harbour Investments, INC.
LPL Financial LLC
Harbour Investments, INC.Broker
Nrp Advisors, INC.
Nrp Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.