James Mccourt is a CFP-designated registered investment advisor, based in Delafield, WI, with 15 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3960 Hillside Drive #201, Delafield, WI, 53018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is an officer/director for Child Restoration Outreach Support Organization (CROSO), dedicating minimal time to chairing the finance committee and overseeing finances. He also works full-time as a registered admin at Senglaub Financial Group, a DBA used for marketing securities and advisory services.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Apollon Wealth Management, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Harbour Investments, INC.
LPL Financial LLC
Harbour Investments, INC.Broker
Nrp Advisors, INC.
Nrp Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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