KH
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Kenneth Hayes

16 Years of Experience
Atlanta, GA
Broker

Kenneth Hayes is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Atlanta, GA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

3680 Camp Creek Pkwy Sw, Atlanta, GA, 30331

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth works as a rideshare driver for Lyft Inc. and is also a General Partner/Managing Member of Kenneth G Hayes Transportation LLC, providing rental and leasing services for automobiles and cargo vans, dedicating a few hours per week to managing operations.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2022 - Present · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2022 - Present · 4 yrs 7 mos
Previous Registrations
Truist Advisory Services, INC.
May 2019 - December 2021 · 2 yrs 7 mos
Truist Investment Services, INC.Broker
May 2019 - December 2021 · 2 yrs 7 mos
E*trade Capital Management, LLC
April 2016 - February 2019 · 2 yrs 10 mos
E*trade Securities LLCBroker
August 2009 - February 2019 · 9 yrs 6 mos
State Registrations10 states
ALDEFLGAMANCNYSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.