Lisa Carlson
Lisa Carlson is a registered investment advisor at Advisory Alpha, LLC, based in West Des Moines, IA, with 10 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Real Estate Investing, and 2 more. Their firm serves 13,126 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Advisory Alpha charges a percentage of your portfolio each year, ranging from 0.10% to 1.70%, depending on the services provided. The fees are negotiable depending on your needs and the complexity of your situation. Fees are generally paid quarterly. Some investment advisor representatives may choose to include a minimum annual fee as a condition for starting and maintaining a relationship.
Location
5550 Wild Rose Ln #400, West Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is the founder and financial advisor at Carlson Wealth Management LLC, providing financial, consulting, and insurance services. She is also an insurance agent selling life insurance and annuities, taking about half of her time.
Employment History
Current Registrations
Advisory Alpha, LLC
Previous Registrations
Simplicity Wealth
Brokers Financial
Athene Securities, LLCBroker
Sammons Financial Network, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.