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Briton Rotell

16 Years of Experience
1 DisclosureBrokerSells Insurance

Briton Rotell is a registered investment advisor at Voya Investment Management CO. LLC, based in Atlanta, GA, with 16 years of industry experience. Briton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,261 clients with $250B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
56 advisors
IM Fee
Planning only
Assets Under Management
$253.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5780 Powers Ferry Rd. Nw, Atlanta, GA, 30327

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Settled
Other Business ActivitiesSells Insurance

Briton is a licensed insurance producer in Georgia, selling health, life, and variable products since 2013. He dedicates minimal time to this activity.

Employment History
Current Registrations
Voya Investment Management CO. LLC
March 2019 - Present · 7 yrs 1 mo
Voya Investments Distributor, LLCBroker
March 2019 - Present · 7 yrs 1 mo
Previous Registrations
Suntrust Advisory Services, INC.
June 2017 - February 2019 · 1 yr 8 mos
Suntrust Investment Services, INC.Broker
April 2017 - February 2019 · 1 yr 10 mos
E*trade Capital Management, LLC
April 2016 - March 2017 · 11 mos
E*trade Securities LLCBroker
April 2016 - March 2017 · 11 mos
Wells Fargo Advisors, LLC
August 2013 - April 2016 · 2 yrs 8 mos
Wells Fargo Advisors, LLCBroker
September 2009 - April 2016 · 6 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Briton Rotell - Financial Advisor | TrueAdvisor