Scott Mulford is a registered investment advisor, based in Massapequa Park, NY, with 8 years of industry experience.
Location
1045A Park Blvd., Suite 3, Massapequa Park, NY, 11762
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott is the CEO of Park Blvd Corp, an S Corp where his commissions are paid and business expenses are paid from. This takes about 10-20% of Scott's time.
Employment History
Current Registrations
Raymond James Financial Services, INC.
July 2023 - Present · 2 yrs 10 mos
Raymond James Financial Services Advisors, INC
July 2023 - Present · 2 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
September 2017 - July 2023 · 5 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2017 - July 2023 · 6 yrs 2 mos
State Registrations19 states
AZCAFLGAILKYMAMDMONCNHNJNVNYPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.