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Brian Suraf is a registered investment advisor, based in Plattsburgh, NY, with 11 years of industry experience.
Location
134 Boynton Ave, Plattsburgh, NY, 12901
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Regulatory History (1)
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Customer Dispute
December 2017Denied
Other Business ActivitiesSells Insurance
Brian is an employee of HEG Advisory Services, LLC, providing financial services through Avantax, and also works for The Hoffman Eells Group CPAs providing accounting and tax advisement. Brian is also an agent for Avantax Insurance Agency LLC and/or Avantax Insurance Services, and may sell variable, fixed, and indexed annuities, as well as variable insurance products, dedicating minimal time to these insurance activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
January 2022 - September 2025 · 3 yrs 8 mos
Avantax Investment Services, INC.Broker
January 2020 - September 2025 · 5 yrs 8 mos
Allstate Financial Services, LLCBroker
January 2018 - June 2018 · 5 mos
Key Investment Services LLCBroker
August 2015 - December 2017 · 2 yrs 4 mos
LPL Financial LLCBroker
September 2012 - August 2015 · 2 yrs 11 mos
LPL Financial LLC
September 2012 - August 2015 · 2 yrs 11 mos
Edward Jones
April 2012 - May 2012 · 1 mo
Edward JonesBroker
March 2012 - May 2012 · 2 mos
State Registrations3 states
FLNYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.