Brian Suraf is a registered investment advisor, based in Lake Placid, NY, with 12 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2000 Saranac Ave, Lake Placid, NY, 12946
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Regulatory History (1)
Customer Dispute
December 2017Other Business ActivitiesSells Insurance
Brian is an employee of HEG Advisory Services, LLC, providing financial services through Avantax, and also works for The Hoffman Eells Group CPAs providing accounting and tax advisement. Brian is also an agent for Avantax Insurance Agency LLC and/or Avantax Insurance Services, and may sell variable, fixed, and indexed annuities, as well as variable insurance products, dedicating minimal time to these insurance activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Allstate Financial Services, LLCBroker
Key Investment Services LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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