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William Arth

16 Years of Experience
Lincoln, NE
Broker

William Arth is a registered investment advisor at Piper Sandler & CO., based in Lincoln, NE, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2900 S 70th Street, Suite 310, Lincoln, NE, 68506

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
September 2019 - Present · 6 yrs 8 mos
Piper Sandler & CO.Broker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Ameritas Investment CORP
November 2014 - September 2019 · 4 yrs 10 mos
Ameritas Investment CORP.Broker
November 2014 - September 2019 · 4 yrs 10 mos
Transwestern Capital Markets, LLCBroker
December 2010 - October 2014 · 3 yrs 10 mos
Transwestern Capital Advisors, LLC
July 2009 - October 2014 · 5 yrs 3 mos
State Registrations6 states
COIAMNMTNEWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.