DM
DM
Deepak Malhotra
14 Years of Experience
Lincroft, NJ
2 Disclosures
Deepak Malhotra is a registered investment advisor at Strategic Wealth Solutions LLC, based in Lincroft, NJ, with 14 years of industry experience. Deepak operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 80 clients with $25M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
80 clients
Average Client Portfolio
$310K average
Assets Under Management
$24.8M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Lincroft, NJ
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
November 2019Customer Dispute
October 2019Settled
Other Business Activities
Deepak is the single owner of an accounting firm, from which he receives W-2 income and K-1 distributions of profit.
Employment History
Current Registrations
Strategic Wealth Solutions LLC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
October 2018 - December 2019 · 1 yr 2 mos
Hornor, Townsend & Kent, LLCBroker
June 2018 - December 2019 · 1 yr 6 mos
MML Investors Services, LLC
February 2015 - June 2018 · 3 yrs 4 mos
MML Investors Services, LLCBroker
February 2014 - June 2018 · 4 yrs 4 mos
Nylife Securities LLCBroker
April 2010 - February 2014 · 3 yrs 10 mos
State Registrations2 states
NJNY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.