Kristi Rossy is a registered investment advisor, based in Bohemia, NY, with 5 years of industry experience.
Location
3880 Veterans Memorial Hwy, Ste 203, Bohemia, NY, 11716
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kristi works as an independent insurance broker with National Life Group since 2008. This activity takes a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2025 - Present · 1 yr 4 mos
Raymond James Financial Services, INC.Broker
March 2025 - Present · 1 yr 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
April 2021 - March 2025 · 3 yrs 11 mos
Ameriprise Financial Services, LLCBroker
September 2020 - March 2025 · 4 yrs 6 mos
State Registrations21 states
ALCACTDCDEFLGAILMAMINCNHNJNVNYOHORPASCTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.