Karen Bauman is a CFA, CFP-designated registered investment advisor at Ggm Financial LLC, based in Bentleyville, OH, with 9 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 395 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.15% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 0.65% |
Fees are for both PPS Custom and PPS Select programs. GGM Financial manages some accounts in which the asset management fees are other than the percentages noted above. All GGM Financial advisory management fees are negotiable.
Fee Estimator
Location
Bentleyville, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ggm Financial LLC
Previous Registrations
J.P. Morgan Institutional Investments INC.Broker
Jpmorgan Distribution Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.